The Over-Expansion of the First AIF in 1916

An edited version of this paper was published in Sabretache, Vol LV, Number 3, September 2014


THE OVER-EXPANSION OF THE AIF IN 1916  – EFFECTS AND POSSIBLE ALTERNATIVES THEN, IMPLICATIONS FOR LEADERS NOW

Abstract: In 1916, the Australian Imperial Force (AIF) was expanded to five infantry divisions, together with 13 regiments of light horse and the Australian element of the Imperial Camel Corps. Further expansion was considered in 1917, and preliminary steps were taken to raise the 6th Division. This article concludes that the AIF was expanded beyond Australia’s capacity to maintain it, considers the scale of forces that Australia could have maintained under various conditions, and compares the ill effects of the over-expansion with the New Zealand and Canadian experiences. Finally, it offers some principles for current leaders.

Introduction
In 1916, the Australian Imperial Force (AIF) was expanded from eight infantry brigades (seven of which had fought on the Gallipoli Peninsula) to 15 brigades in five divisions. Further expansion was considered in 1917, and preliminary steps were taken to raise the 6th Division, but this was never completed.
This expanded infantry organisation, together with the 13 regiments of light horse and the Australian element of the Imperial Camel Corps (ICC),[i] produced a force beyond the capability of the nation to support. The AIF struggled with ongoing reinforcement crises for the remainder of the First World War, while Australian society was torn by the two conscription referenda.
This article examines the over-expansion of the AIF, considers the scale of forces that Australia could have maintained under various conditions, and reviews the implications for the AIF and the nation. It describes briefly the New Zealand and Canadian experiences, and suggests alternatives that might have been considered at the time. Finally, it offers some principles for current leaders.
The Expansion Program
In January 1916, after the evacuation of Gallipoli, the 1st and 2nd Divisions and the 4th Brigade concentrated in Egypt, joining the 8th Brigade, which arrived too late for the Gallipoli campaign. Lieutenant General Sir Alexander Godley, temporarily commanding the Australian and New Zealand Army Corps (ANZAC Corps), and commander of the AIF while in that position, estimated that after the three divisions of the ANZAC Corps had been brought up to strength by the reinforcements available in Egypt, there would be some 40,000 Australian and New Zealand troops still available. To these could be added another 50,000 troops promised by Australia and some 12,000 reinforcements expected each month.[ii]
Godley proposed to form additional divisions from these troops. The 1st and 2nd Divisions would remain in the ANZAC Corps, with a New Zealand division formed from the original New Zealand Infantry Brigade, the New Zealand Rifle Brigade that was then arriving in Egypt, and another brigade formed from reinforcements. Two new Australian divisions, to which would be added a third new division formed in Australia from the promised 50,000 men, would be formed into an Australian Army Corps.[iii] The Australian government had offered three divisions additional to the 1st and 2nd in November 1915, but the form of the new contingent had not been finalised by January 1916, when Godley made his proposal.
Godley suggested that the ANZAC Corps and Australian Army Corps be organised into an army under its own commander.[iv] The staff of the new Commander-in-Chief of the Mediterranean Expeditionary Force (MEF), General Sir Archibald Murray, suggested instead that an Australian and New Zealand Training Centre and Base be formed to handle the extra men.[v] Murray, however, backed the plan for an Australasian army, which might help him protect Egypt against an invasion from Sinai, and would also provide ‘as large and efficient a force as possible, available for a strenuous campaign in France’.[vi] Lieutenant General Sir William Birdwood also favoured the proposal to form an Australasian army when he returned to Egypt from Gallipoli.
Birdwood borrowed Brigadier General Brudenell White from Godley to plan the expansion. However, to the disappointment of Birdwood and many members of his staff and the wider force, the War Office rejected the proposal to form an Australasian army, and the two proposed corps were named I and II ANZAC Corps.[vii] White prepared and published some 50 ‘Circular Memoranda’ that prescribed in detail the actions to be taken during the expansion.
Four additional brigades were required to form the 4th and 5th Divisions, which took in the 4th Brigade (released from the New Zealand and Australian Division by the arrival of the New Zealand Rifle Brigade and formation of the third New Zealand brigade), and the 8th Brigade.
The new brigades were formed by splitting the battalions of the 1st to 4th Brigades, each generating a ‘parent’ and a ‘pup’ battalion in the process. The separate parts were brought up to strength using reinforcements. Splitting the original battalions was not a popular option, but Birdwood insisted on it.
The first of White’s memoranda was dated 12 February 1916, and detailed the process for splitting the original 16 battalions to form the 45th to 60th Battalions.[viii] They became the 12th to 15th Brigades, while the 9th to 11th Brigades, comprised of the 33rd to 44th Battalions, were formed in Australia for the 3rd Division.
While the process of splitting did provide a core of experienced personnel in each new battalion, Bean estimated that ‘nearly three-quarters of the men in both “veteran” and new battalions were now reinforcements’.[ix] The training standard of the reinforcements varied. Some had never handled a rifle before, discipline was lacking, and many did not have a full issue of clothing. Training was disrupted by requirements to provide personnel to form machine gun companies and pioneer battalions, and units were unable to get even six to eight weeks of uninterrupted training before moving to France. The training deficiencies were clearly demonstrated by the 5th Division at Fromelles.
Providing sufficient artillery was difficult, particularly as the Western Front divisional establishment had 16 batteries, 12 of field guns and four of howitzers.[x] This was almost twice the nine-battery establishment of the two existing Australian divisions, which had no howitzer batteries.[xi]
Provision on the Western Front scale for the 1st, 2nd, 4th and 5th Divisions would require almost quadrupling the Australian artillery available in Egypt, from 18 to 64 batteries.[xii] With four artillery pieces in each battery, this would give each division 48 field guns and 16 howitzers.[xiii] This process took no account of the artillery needed for the 3rd Division, nor the additional medium and heavy artillery and survey units that were vital elements of operations on the Western Front.
It was decided initially that the Australian divisions would remain on the lower artillery scale.[xiv] This decision was reversed at the end of February 1916, when ‘Murray decided that the Australian and New Zealand artillery must be brought up to the scale adopted for all “New Army” divisions then proceeding to France’.[xv] The artillery being raised for the 4th and 5th Divisions was transferred to the 1st and 2nd Divisions to bring them closer to the new establishment. These divisions, however, had to raise their howitzer batteries from their ammunition columns.[xvi]
The artillery for the 4th and 5th Divisions was then raised ab initio.[xvii] As a result, that of the 5th Division was poorly trained when called on to support the division at Fromelles in July 1916, with ‘ill consequences’.[xviii] The training of infantry battalions was further disrupted to provide drafts of up to 100 men to expand the artillery in each division to 15 batteries (still one howitzer battery below the full Western Front establishment).[xix] This provided twelve batteries of field guns and three of howitzers, a total of 60 artillery pieces in each division.
The 2nd Division began its move to France on 13 March 1916, just over a month after White’s first memorandum; the 1st Division followed on 21 March. The 4th and 5th Divisions arrived in France in early June, less than four months after their formation. Except for one regiment that moved to France as the I ANZAC Corps cavalry, and part of another, which served with a New Zealand mounted rifles regiment as the II ANZAC Corps cavalry, the light horse remained in Egypt with the New Zealand Mounted Rifles Brigade.
The 1st, 2nd, 4th and 5th Divisions entered the line in France progressively from April 1916. The 2nd Division moved forward on 7 April, and was replaced by the 1st Division in mid-April. Thus, less than two months after White’s first memorandum, the 1st Division, heavily disrupted by the changes, was in action. The 4th Division moved into the line in late June, and was relieved by the 5th Division on 10 July. By five months after White’s first memorandum, all four divisions had served in the line. Offensive action began soon after.
The first to attack was the 5th Division, at Fromelles (19 July 1916), an attack that generated the largest number of casualties in a 24-hour period in Australian history. The division’s performance at Fromelles confirmed its poor state of training, with men throwing grenades without pulling the pin, among other problems.[xx] The biggest problem, however, was with the combat support troops: there were gunners who had never fired a shot and trench mortar troops still waiting for their weapons.
Next to attack was the 1st Division at Pozières (23 July 1916), where it fought bitterly to push the Somme offensive forward to the Pozières windmill. The 1st was relieved in the attack by the 2nd on 27 July, and the 4th Division relieved the 2nd on 5 August. All four divisions had participated in a major attack within six months after White’s memorandum. By contrast, the 1st Division had landed at ANZAC more than eight months after it was raised, and the 3rd Division, which began arriving in Britain in July 1916, did not move into the line in France until 22 November 1916. Its first major attack was at Messines Ridge (7 June 1917), more than a year after it was formed.
While Bean praised the 4th Division for its actions at Mouquet Farm, less than seven months after Godley proposed its formation, it is difficult to avoid the conclusion that the two new divisions (and, for similar reasons, the 1st and 2nd) were inadequately trained, and were put into combat sooner than they should have been. More than 28,000 Australian casualties were incurred at Fromelles, Pozières and Mouquet Farm between mid-July and early September 1916.[xxi]
Responsibility for the over-expansion can be spread widely. The British wanted the largest possible force in Egypt and France. Birdwood and Godley undoubtedly shared this desire, but their motives might have been tinged with self-interest. Godley might well have hoped for a corps command, which he soon received. Birdwood might have hoped to gain command of the proposed Australasian army, but it did not eventuate, and he had to wait until May 1918 to take command of the Fifth Army.
The principal architects of the expansion seem to have been Godley and Birdwood, supported by Murray; White’s administrative genius made it happen, in a time-frame that was challenging at the time, and would probably not even be achievable now. The influence of Australian political and military authorities in Melbourne seems to have been limited.
Pearce and the CGS, Colonel Hubert Foster, seemed more concerned about who would command the new divisions and brigades than the long-term viability of the proposal. Pearce seems to have been a hands-off minister, who did not involve himself in the detailed administration of his department.[xxii] While he thus avoided the excesses of his Canadian counterpart, Sir Sam Hughes, he missed opportunities to ensure that the AIF was well managed, such as were taken by the New Zealand Minister for Defence, Sir James Allen.
Neither the Department of Defence in Australia, nor the Military Board, seemed to inquire into the expansion actively, nor did they seem to inquire into likely casualty rates on the Western Front, to enable them to provide guidance to Birdwood and White. White provided the administrative efficiency necessary to make the expansion happen. However, he does not seem to have sought advice from Australia on the feasibility of the promised reinforcement figure of ‘about 12,000 per month’.[xxiii]
White seemed to overlook the importance of resource availability on other occasions. After the war, he participated in a committee on the military defence of Australia.[xxiv] Despite guidance from Pearce that ‘finances were straitened, and therefore any scheme must be within reason’, this committee proposed a peacetime army of 130,000 predominantly part-time personnel, an unlikely objective in the immediate aftermath of the First World War.[xxv]
On balance, Australian political and military leaders (who included Birdwood as the commander of the AIF, and Godley as acting commander when the expansion proposal was first mooted) were more at fault than the British. Pearce seemed not to be involved in detailed planning, and neither Foster nor the Military Board provided any note of caution to Birdwood and White. They, in turn, apparently did not seek more information on the recruitment situation in Australia, nor on the wastage rates being experienced on the Western Front, even as casualties rose and recruitment declined during 1916.
The New Zealand Approach
The original New Zealand Expeditionary Force (NZEF) comprised an infantry brigade of four battalions and a mounted rifle brigade of three regiments, plus an independent mounted rifles regiment. These units were based on New Zealand’s four regional military districts, and were linked with units of the New Zealand Territorial Forces. They were titled the Auckland, Wellington, Canterbury and Otago Battalions or Mounted Rifle Regiments respectively.
The original New Zealand infantry brigade was doubled in early 1916, also using a technique of splitting battalions. The new units became the 2nd Auckland (etc) Battalions, and the original units became the 1st Auckland (etc) Battalions. The new 3rd New Zealand (Rifle) Brigade, recently arrived from New Zealand, was used to complete the New Zealand Division.
The New Zealand reinforcement system, for which conscription was introduced in 1916,[xxvi] enabled the division to be ‘nearly always kept at full strength’.[xxvii] Once the expansion of the NZEF was agreed, ‘the Territorial system of recruiting based on district quotas was adjusted to a national monthly recruiting target’.[xxviii] On enlistment, volunteers ‘were enrolled then sent home to await call-up in batches of 2000 at monthly intervals’ for training and despatch overseas.[xxix] This provided a regular flow of reinforcements to the NZEF each month.
This system ensured that on 11 November 1918 the New Zealand Division was 17,434 strong, backed by 10,000 trained reinforcements in France and Britain and 10,000 more under training in New Zealand.[xxx] It was then the strongest division in the British armies on the Western Front.[xxxi] In contrast, on 31 July 1918, the average strength of the five Australian infantry divisions was 10,561.[xxxii]
In late 1916, New Zealand was asked to raise a second division. Sir James Allen, the Minister for Defence, and Major General Sir Andrew Russell, commander of the New Zealand Division, resisted this request. The War Office had advised New Zealand in 1909 that annual wastage in a major war could be 65 to 75 percent; when this was added to first reinforcements of 10 to 15 percent for each unit, Allen realised that New Zealand might need to replace almost its entire deployed force annually.[xxxiii]
Allen was ‘determined to eke out the resources that were available’, with the priority being the maintenance of the NZEF at full strength.[xxxiv] He would not permit unchecked expansion, unless convinced ‘beforehand that there were sufficient reserves of manpower in New Zealand to sustain the increase in strength’.[xxxv]
As a compromise, the 4th New Zealand Brigade was raised in 1917, with newly raised 3rd battalions of the four regional infantry units.[xxxvi] The brigade served in the II ANZAC Corps attack at Gravenstafel in October 1917, alongside the I ANZAC Corps attack on Broodseinde Ridge,[xxxvii] but was disbanded early in 1918. The personnel were used as reinforcements, and to form three entrenching battalions as a divisional reserve.[xxxviii] New Zealand did not need to reduce the number of battalions in a brigade from four to three, as happened in the British army, and some divisions of the AIF.
The New Zealand system of successively numbered battalions bearing regional designations might have made disbandment of the 4th New Zealand Brigade less traumatic than the disbandment of the individually numbered Australian battalions. However, the 4th New Zealand Brigade’s limited period of front-line service probably also contributed.
By November 1918 New Zealand had sent almost 101,000 men to the war. This number equated to replacement of the approximately 20,000 strong NZEF each year.[xxxix] This total was within the resources of New Zealand’s population of just over one million. At 19.35 percent of the total white male population, it significantly exceeded the 13.43 percent recruited in Australia.[xl]
The Canadian Approach
The initial organisation of the Canadian Expeditionary Force (CEF) was chaotic, largely the fault of the Minister for Militia, Sir Sam Hughes. A plan prepared in 1911 ‘called for composite units to be drawn from all the regions of Canada’. This was modified in 1913 to a system based on mobilising existing militia units. Hughes scrapped both plans, and completely new units were raised, as in the AIF.[xli]
The CEF was also over-expanded. During the war around 260 Canadian infantry battalions were raised and sent overseas, but most were used as reinforcement pools. Four Canadian divisions served on the Western Front. A Canadian 5th Division was raised and sent to Britain, but successive commanders of the Canadian Corps declined to move it to the front, using it instead as a depot division to keep the four deployed divisions up to strength. A Canadian cavalry brigade (which included one British regiment) also served on the Western Front. Only one battalion that had served in action was removed from the order of battle during the war (the 60th, disbanded in early 1917 for lack of Francophone reinforcements).[xlii]
In early 1918, the British suggested that a two corps Canadian army of six divisions (each of nine, rather than 12, battalions) might be formed,[xliii] but Lieutenant General Sir Arthur Currie, the Canadian Corps commander, refused. He ‘believed that the gain in real fighting strength would have been minimal because of the increased number of rear area troops necessary to maintain an army and … there was still a shortage of trained staff officers’.[xliv]
Currie pointed out that there would be an increase of an army staff, an extra corps staff, two divisional staffs, and six brigade staffs, but a gain of only six battalions.[xlv] He preferred a four division corps with sufficient support troops and reinforcements. Some of the necessary staffs and battalions could have come from the 5th Division, the Canadian depot division in Britain, but Currie was reluctant to accept those. This was probably in part because the son of the former minister, Garnet Hughes, whose military capacity was unproven, commanded the 5th Division.
By 1918 the Canadian Corps was the strongest on the Western Front. Its divisions retained 12 battalions (as did the New Zealand Division), giving them 12,000 infantry at full strength, compared to 8100 in the reduced British (and Australian) divisions. They also had additional support troops, secured through Currie’s insistence that he command a well-supported corps of four divisions rather than the proposed Canadian army of two corps.
Canadian divisions each had three engineer battalions, compared to the three companies in other divisions; they also had a pontoon bridging company, and their machine gun battalions were three times the strength of their British counterparts.[xlvi] There was a labour battalion assigned to each division, sparing the frontline battalions the carrying and digging duties that fell to the AIF’s infantry battalions.
The use of artillery was a key element of the Canadian Corps’ success. The Corps’ General Officer Commanding Royal Artillery commanded all the artillery in the Corps during some phases of operations, while command (including of additional field artillery and some heavy artillery) was devolved to divisions on other occasions.[xlvii] The indirect fire support provided to the Canadian Corps was also on a higher scale than the general level. The artillery brigade of the disbanded 5th Division was retained and deployed to France, and an extra corps field artillery brigade was added. The Canadians also had extra heavy trench mortar batteries.[xlviii]
A Canadian officer, Lieutenant Colonel Andrew McNaughton, became the Corps’ Counter-Battery Staff Officer in January 1917, responsible for locating and either destroying or neutralising the enemy’s batteries.[xlix] He made the Canadian Corps’ counter-battery work the model for the Western Front.[l] The Canadian Corps also had its own flash spotting and sound ranging sections, which assisted in the location of hostile battery positions.[li] McNaughton later became commander of the Canadian Corps Heavy Artillery, the executive arm of the counter-battery staff.
Canada’s enlistment total was held back by the reluctance of its Francophone population to enlist. While no accurate figures are available on the total number of Francophone enlistments, Quebec, with some 27 percent of Canada’s population of around 7.2 million in 1911, provided 14.2 percent of CEF enlistments, many of whom undoubtedly came from the Anglophone minority in the province.[lii]
When the flow of reinforcements became inadequate after the capture of Vimy Ridge in April 1917, the government decided to impose conscription. After a bitterly fought election campaign, military compulsion came into force in January 1918.[liii] By the end of the war, some 47,500 conscripted soldiers had proceeded overseas, and just over 24,100 had joined units in France.[liv] By then, the personnel of the disbanded 5th Division had also joined the reinforcement pool used to maintain the Canadian Corps.
By November 1918, some 458,000 Canadians had been sent overseas or were undergoing training. This was 13.48 percent of the total white male population of Canada. [lv] The number of troops Canada deployed overseas assisted in keeping units up to strength, but problems developed towards the end of the ‘Hundred Days’ from 8 August to 11 November 1918, as numbers in battalions declined and the high tempo of operations exhausted the infantry. By November, ‘the effectiveness of the [Canadian] corps’ infantry battalions began to falter’.[lvi]
Limits to Australia’s Military Capacity
Bean records that almost 332,000 Australians served overseas during the war, from a population of around 4.7 million.[lvii] This was 13.43 percent of the total white male population, similar to the Canadian proportion, but significantly below the 19.35 percent recruited in New Zealand.[lviii] This number was not adequate to maintain in operations a force ultimately comprising five infantry divisions and a corps cavalry regiment and part of another on the Western Front, as well as four and two thirds mounted brigades in the Middle East.
Based on the New Zealand and Canadian experience, the volunteer personnel actually sent overseas during the war were sufficient only to maintain three divisions (of 12 infantry battalions) on the Western Front and the mounted force in the Middle East. Based on the New Zealand experience with conscription, Australia could have maintained four such infantry divisions on the Western Front and the mounted force in the Middle East, but only if conscription had been introduced by the end of 1916.
While recruitment in Australia was still strong in early 1916, for Birdwood and White to expand the AIF in Egypt to four divisions without the certainty that conscription might have provided, and with another division to be formed in Australia, was an act of faith. Even with conscription, it is unlikely that a force of five infantry divisions on the Western Front and the mounted force in Palestine could have been sustained.[lix]
As with the Canadian experience, the introduction of conscription in 1918, after the second referendum, would probably have been too late to increase significantly the flow of reinforcements.
The Effects on the AIF
The reinforcement estimates that justified the doubling of the AIF soon proved optimistic. While Godley had expected some 12,000 reinforcements each month, recruitment exceeded this level on only three occasions between December 1915 and November 1918. January, February and March 1916 together produced some 56,000 recruits, but from then until the end of the war, monthly recruiting exceeded 10,000 on only two occasions, and 5000 on six occasions, all during 1916.[lx] This decline in the number of new recruits had effects on the manning of the AIF that were particularly felt during the later months of 1918, when heavy casualties and fatigue saw battalions dangerously undermanned and exhausted.
By the time the AIF entered offensive operations on the Western Front in mid-1916, the supply of reinforcements to maintain its strength was already falling, and units relied on rest periods away from the line and returning sick and wounded to re-build. The failure of the two conscription referenda in October 1916 and December 1917 should have removed any hope that the decline in recruitment could be reversed, and provided the triggers for the Australian government to consider the future strength of the AIF, after seeking advice from Birdwood.
Australian authorities, both in Melbourne and the leaders of the AIF, failed to consider the implications of this decline and make consequent adjustments to manpower and force structure planning. This left the fighting elements of the AIF on the Western Front to manage dwindling reinforcements and a slow decline in numbers of frontline troops.
The provision of officers was another problematic area for all the Dominion forces, and for the British themselves. The British staff in Egypt had commented that the ‘Australian Training Dépôt in Egypt has always found the greatest difficulty in producing officers of any value and non-commissioned officers of any sort at all’.[lxi]
During the expansion, officers were sought from better-educated men serving in the ranks, including in the light horse. Some commanders were so robust in their search as to cause complaints, such as by Brigadier General Duncan Glasfurd, commanding the 12th Brigade, that some ‘C.O’s and even Brigade commanders exceeded the limits of courtesy and common-sense by sending emissaries to [the lines of the 12th Brigade] to offer my officers better positions in other units’.[lxii]
The provision of officers continued to be a problem in France. By August 1916, a 1st Brigade report noted that ‘40 new officers have been promoted from the ranks … though the new men are very good men few are of what used to be known as the officers type’.[lxiii] This suggests that, even before the full impact of the Western Front casualty rate was felt, a wider (and presumably more egalitarian) range of candidates for commissioning was being tapped, an early pointer to future problems in an over-expanded force.
Despite all of these problems, the 6th Division was partly formed in England in 1917 following a request from the War Office (which in May 1916 had opposed its formation[lxiv]), but it was never sent to France.[lxv] The 6th Division was disbanded in September 1917 to provide reinforcements. After the German offensives of March/April 1918, personnel pressures came to a head, and battalions could not be kept up to strength. Between 21 March and 8 May 1918, when it helped stem the German offensives, the AIF suffered more than 15,000 casualties.[lxvi] Between 8 August and 6 October 1918, its final campaign, the AIF suffered over 21,000 casualties.[lxvii]
Enlistments in Australia totalled fewer than 29,000 from January 1918 to the end of the war.[lxviii] Filling the gaps in the ranks therefore depended on the return of sick and wounded men. If the war had continued into 1919, it seems unlikely that the AIF could have maintained as many as three divisions in the field, even if the number of infantry battalions in each brigade had been reduced to three.
During winter 1917-18, the British Expeditionary Force (BEF) reduced the number of battalions in its brigades to three.[lxix] When later applied to the AIF, this change culminated in the disbandment ‘refusals’ (to use a tactful word) in the later part of the year. The first units were disbanded between late April and the end of May 1918, when the ‘names and part of [the] staffs [of the 36th, 47th and 52nd Battalions were] transferred to the training battalions of their brigades in England’.[lxx] Their men were transferred to other units of their brigades. The men of the three battalions accepted this artifice.
When, however, the next battalions were selected for disbandment in late September, the reaction was stronger. The 19th, 21st, 25th, 37th, 42nd, 54th and 60th Battalions were selected for disbandment under the same system. One commanding officer was relieved of his command after an intemperate response; some units maintained their structure under junior soldiers, others pleaded for one last chance. Only one battalion gave way, with the 60th responding to a personal plea from Brigadier General ‘Pompey’ Elliott. Elliott was disgusted when he learned the next day that the other battalions would be allowed to go intact into what eventuated as their final battle.[lxxi]
New Zealand historian Christopher Pugsley has recorded the effect on morale and discipline in Australian units that were declining in strength.[lxxii] Combat exhaustion impacted on sickness and discipline rates in grossly under-strength units, and Elliott recorded that the men ‘did not have the same spirit at all as the old men we had’.[lxxiii] The continued decline in battalion strengths eventually contributed to mutinies by men of the 59th Battalion[lxxiv] and the 1st Battalion[lxxv] in September 1918.
Another adverse effect was that the shortage of personnel prevented the formation of units that could have improved the effectiveness of the Australian Corps in 1918. Unlike the Canadian Corps, which developed its own counter-bombardment organisation, the ‘Australian (and New Zealand) artillery missed such an opportunity’.[lxxvi] A proposal ‘to form a corps topographical company of 170 all ranks with sections at each division did not proceed’.[lxxvii] A later suggestion that a topographical battalion be raised ‘was also shelved for lack of manpower’.[lxxviii] Other specialist units, such as flash spotting and sound ranging elements, were apparently not even considered.
The doubling of the AIF was a great administrative achievement by Birdwood and White, but their actions did not take into account the difficulties of maintaining the force they had forged. Australian units provided little of the AIF’s logistic support, and each additional Australian division required logistic support from the BEF.
The decision to raise the 6th Division suggests that the authorities in Australia, Birdwood and White, and the War Office, had not understood the long-tem implications of the reinforcement problems of 1916, and the failure of the first conscription referendum in October 1916. These implications finally sank in after the failure of the second conscription referendum and the heavy casualties at Passchendaele, but decisive action to resolve the resulting problems was not taken.
Effects in Australia
The two conscription referenda divided Australian society politically, and their effects are discernible today. They involved fierce political argument, and eventually the Labor government of Prime Minister W.M. ‘Billy’ Hughes split over the issue, forming a pro-conscription Australian Nationalist Party.
This had long-term political and military implications. The Labor Party was thereafter an opponent of conscription, particularly for overseas service. While the government of Prime Minister John Curtin was able to pass the Defence (Citizen Military Forces) Act 1943, to allow conscripts to serve in limited areas outside Australian territory, the opposition to conscription during the Vietnam War was an echo of the events of 1916 and 1917.
Possible Alternatives
A range of possible alternatives existed that might have enabled units to be kept closer to full strength. One suggestion by the British in late 1916, that Australia should increase the monthly level of reinforcements to 16,500 and also provide a special draft of 20,000 men, however, seems to have been quite detached from reality, even had the conscription referendum passed. The drop off in enlistments was too severe for this to have been realistic.
By early 1916, Birdwood, Godley and White should have been aware of the Western Front’s heavy demand for reinforcements, and the imperative for troops to be well trained before posting them to battalions about to go into action. The first priority in March 1916 should therefore have been development of the Australian administrative and training structure recommended by Murray’s staff.[lxxix] This would have enabled the training of the reinforcements then available in Egypt to be completed before they joined operational units.
A training and administrative structure was developed later, in Britain,[lxxx] but extra training for the reinforcements in Egypt would have prepared them more adequately for battle than posting partially trained men to units re-constructing themselves after being split, or building themselves from the cadres provided by their parent battalions. Once a training and administrative structure had been established, the many untrained and partially trained reinforcements in the Middle East should have been placed under its control. It is unlikely that enough trained reinforcements would then have remained available to form both the 4th and the 5th Divisions, as well as bring the 1st and 2nd Divisions and the 4th Brigade back to full strength.
Restrict the AIF to four divisions, raising one more in Egypt, and one in Australia
An AIF of four infantry divisions and (ultimately) 15 light horse regiments would have been a larger commitment on a population basis than the four divisions and two cavalry regiments that Canada deployed to the Western Front. It would have been a similar scale of commitment to New Zealand’s single division and four mounted rifles regiments, which required conscription to be maintained.
Under this option, only the minimum additional forces to complete a new division based on the 4th and 8th Brigades would have been raised in Egypt in 1916. This would have been one additional infantry brigade, possibly based on the 4th Brigade, which had representation from all states in its battalions. Artillery, engineers, and other supporting arms and services would also have been required for the new division, and pioneers, machine gunners and additional artillery for the 1st and 2nd Divisions.
An alternative to splitting the battalions of the 4th Brigade would have been to convert some of the light horse to infantry. Canada dismounted six Canadian Mounted Rifles units, and formed them into four infantry battalions, which retained CMR titles.[lxxxi] The British later pursued this path with some success when raising the 74th (Yeomanry) Division in 1917, amalgamating 18 yeomanry regiments to form 12 infantry battalions.
Under this alternative, six of the existing 13 light horse regiments could have been converted into four infantry battalions (retaining light horse titles and emu plumes). This would also have reduced the demand for light horse reinforcements. Seven regiments would have remained mounted, sufficient to provide a corps cavalry regiment for I ANZAC Corps and two mounted brigades to join the New Zealand Mounted Rifles Brigade in an ANZAC Mounted Division.
Under this model, the raising of the 3rd Division in Australia could have continued. After the 3rd Division arrived in Britain, it functioned as a de facto depot division in late 1916, giving up some 2800 personnel to the other divisions in August, and being warned that a further 5460 might be taken in mid-October.[lxxxii] In an unsuccessful attempt to influence the outcome of the first conscription referendum, British authorities suggested that the 3rd Division might be broken up before it had seen front line service.[lxxxiii] After the failure of the first conscription referendum in October 1916, however, the 3rd Division arguably should not have been deployed to the Western Front, but should either have been broken up, as the British had proposed, or remained in Britain as a depot division.[lxxxiv]
Once five infantry divisions were deployed on the Western Front, their maintenance became an ongoing problem. After Passchendaele, consideration was given to disbanding the 4th Division, however, it was instead planned to use it as a depot division.[lxxxv] This plan lasted for only three weeks before the division was returned to the line at Péronne.[lxxxvi]
The 4th Division frequently seemed to miss the opportunity to rest and absorb reinforcements, moving after Bullecourt to join II ANZAC Corps for Messines, and moving back to I ANZAC Corps for Passchendaele. Unsurprisingly, two battalions from that division were selected for disbandment in May 1918 after devastating losses sustained while helping to halt the German Spring Offensive.
Leave two divisions in Egypt, to defend the Suez Canal and later take part in the Sinai/Palestine campaign
If the expansion to five infantry divisions was seen as politically essential, then leaving part of the Australian infantry in Egypt might have enabled the flow of voluntary enlistments to suffice. Divisional establishments, particularly in artillery, were lower in Egypt than on the Western Front, as were battle casualty rates once active operations began against the Turks. This alternative would have eased the reinforcement problem. As the newest and least trained divisions, the 4th and 5th would have been the obvious choices to remain in Egypt, but other divisions would still have been needed for the Western Front.
In April 1916, there were four British First-Line Territorial divisions in Egypt (the 42nd, 52nd, 53rd and 54th), all of which had fought in the Dardanelles. Murray originally placed the Australian divisions last in the order for movement to France, ‘because they [were] the most backward in training and discipline’.[lxxxvii] The four Territorial divisions, however, ‘were short of men and, in most cases, less well staffed or commanded’.[lxxxviii]
That said, all four had been on full-time service since August 1914, and all had served in action. They had their divisional artillery, albeit at a lower scale than required on the Western Front, while the 1st and 2nd Divisions were expanding their artillery, and the 4th and 5th Divisions were in the process of raising theirs ab initio. The Territorial divisions should have been better prepared than the 4th and 5th Divisions, and two of them could have been substituted for two Australian divisions, which would man the Suez Canal defences while completing their training.[lxxxix]
The 1st and 2nd Divisions, with the New Zealand Division, would have gone to the Western Front as I ANZAC Corps, to fight the main enemy in the main theatre of war. Godley, as commander of the NZEF, would have had to transfer to France with the New Zealand Division, removing his immediate opportunity to gain a corps command, just as Birdwood had to wait for his army command. The 3rd Division would have joined them late in 1916, as it did in reality.
After Gallipoli, leaving some Australian infantry alongside the light horse to continue the fight against the Turks might have been considered appropriate in Australia. Moving two fewer divisions to France would have reduced transport times from Australia for their reinforcements, releasing shipping for other purposes.
Indeed, following a suggestion by the AIF Surgeon General, Neville Howse, VC, Birdwood proposed in 1918 that all of the Australian infantry divisions could be transferred to the Middle East. Howse believed the climate there was ‘more suitable for Australians’, and ‘the Australian divisions would be more effective there’.[xc] The decline in reinforcements from Australia might also have been balanced by a lower sickness rate. Transport of reinforcements from Australia would have been faster, releasing shipping for other purposes.[xci]
Bean suggested that the ‘humiliation of making such a confession of weakness [an inability to continue fighting on the Western Front because of personnel shortages] would have been deeply galling to many Australians’.[xcii] Australia’s allies, however, would have been well aware of the reinforcement problem, which was also affecting them, so this does not seem a sufficient reason to reject the proposal. [xciii] The German offensives of March/April 1918 removed the proposal from consideration before a decision was made.
A regimental organisation?
A different approach to organisation might have assisted. Bean expressed regret that the AIF had been raised as individual battalions, rather than as regiments, which exacerbated the difficulties of disbanding units.[xciv] Canada used a similar battalion system, but it was established practice for most to be broken up for reinforcements as soon as they arrived in Britain. The smaller deployed Canadian force, both absolutely and relative to population, enabled its divisions to retain 12 battalions in 1918.
The New Zealand system of raising regional units named for military districts, and based on its Territorial Force, seemed more successful than the Australian and Canadian ‘New Army’ systems. It seemed to make disbandment of the battalions in the 4th New Zealand Brigade comparatively painless. Even in 1916, however, changing the AIF to a regimental system might have produced a similar reaction to that in 1918, as unit titles with which troops identified closely after Gallipoli would have been changed.
An existing alternative that might have been employed was the system the British used to raise Second-Line Territorial Army units. A First-Line Territorial battalion (say the 4th Royal Blankshires) would provide the cadre for a new unit. The original unit would renumber as the 1st/4th, and its newly raised Second-Line battalion became the 2nd/4th. Contraction simply involved the two battalions re-combining as the original 4th Royal Blankshires.
Under such a system, the original 1st to 16th Battalions would have become the 1st/1st to the 1st/16th, and the new battalions the 2nd/1st to the 2nd/16th. As with the British Territorial First and Second-Line battalions, reduction by recombination might have caused fewer morale and command problems. Use of this system would have maintained a closer link between ‘parent’ and ‘pup’ battalions, even had contraction not become necessary.
Amalgamation of battalions could have been used in 1918, as the British did. As an example, the 5th and 6th Royal Welsh Fusiliers produced Second-Line battalions early in the war.[xcv] They ended the war amalgamated as a single 5th/6th Battalion.[xcvi] Indeed, when Gellibrand discussed the disbandment of the 37th Battalion with its men, one point he elicited was that the ‘amalgamation of two battalions would be less keenly felt than the extinction … of one of them’.[xcvii]
As an example of this system, the 60th Battalion, selected for disbandment, could have amalgamated with another battalion of its brigade (the amalgamated 57th/60th Battalion served in action during the Second World War). If ‘Pompey’ Elliott could persuade the men of the 60th to disband, he should have had little trouble persuading them to amalgamate, and retain some of their unit heritage!
Implications for Today’s Leaders
What lessons can leaders of the Defence Organisation today learn from the AIF’s experience? While many can be identified, there would seem to be six principal implications.
First, ministers must ensure that they understand the full resource (personnel, financial and materiel) implications of proposals put to them by their military advisers. This will require them to understand the assumptions behind those proposals, and if necessary to demand the information necessary to gain that understanding. Sir James Allen understood the implications of the likely casualty rate on the Western Front for the NZEF in a way that seemed to escape Pearce for the AIF.
Second, ministers must involve themselves in the administration of their department. They should leave technical matters to their military advisers, but supervise carefully, using the old adage ‘trust, but check’. Sir Sam Hughes interfered in the CEF to such an extent that Canada eventually had to establish a separate department overseas to remove the administration of its expeditionary force from him; Pearce was detached to the extent that an over-expanded force could not be maintained, while financial scandals plagued his wartime administration.
Third, military leaders must be confident that the full personnel, financial and materiel implications of proposals they put forward have been considered, and will be achievable within the level of resources that could realistically be made available to the Defence Organisation. They must not allow personal considerations to influence their actions (Russell and Currie both rejected proposals that could have led to their promotion)
Fourth, military leaders must ensure that the appropriate range of supporting arms and services is provided to deployed forces. If adequate resources are not offered by the minister/government, they must explain the implications of the shortfall, and establish the military necessity for such support to be included, or provide options that are achievable. Canadian divisions each had three field engineer battalions, rather than the three companies of other divisions in the British armies in France, and a wider range of artillery support. Australia disbanded some field artillery brigades when the Western Front establishment was changed in 1917.[xcviii]
Fifth, morale is a function of command; commanders at all levels must ensure that their superiors are aware of matters affecting morale, and take all practicable steps to resolve those matters.
Finally, while there are good reasons to maintain units under-strength or at cadre levels in peacetime, units deployed for operations must have their establishment of trained personnel and equipment. They must be maintained at or close to those strengths while on operations, or risk a capability gap that could affect the overall mission.
Conclusion
Australia was not well served by its senior political and military leadership during the First World War. In Australia, Pearce, the Defence Department, and the Military Board, did not seem to understand what was happening in the AIF overseas. They seemed to focus more on meeting demands from the War Office and Birdwood, without questioning how those demands would impact on Australia’s national interests. When the conscription referenda failed, the political and military leadership did not re-assess the size of the force that could be supported by voluntary enlistment, and order adjustments.
The Australian authorities overseas, principally Birdwood, did not make sound decisions about the scale of force they could deploy. When it became obvious that the force they had developed could not be supported, they did not advise the Australian government to reduce it to a supportable level. The problems of morale and indiscipline that plagued the AIF, particularly over the last few months of the war were ultimately their responsibility.
Today’s leaders must do better.[xcix]

JOHN DONOVAN

[i] The ten Australian companies of the ICC were later converted to become the 14th and 15th Light Horse regiments, See H.S. Gullett, The Official History of Australia in the War of 1914-1918, Vol VII, The AIF in Sinai and Palestine, University of Queensland Press reprint, St Lucia, 1984, pp. 211, 640
[ii] C.E.W. Bean, The Official History of Australia in the War of 1914-1918, Vol III, The AIF in France, 1916, University of Queensland Press reprint, St Lucia, 1982, p. 32
[iii] Bean, Vol III, p. 32
[iv] Bean, Vol III, p. 33
[v] Bean, Vol III, p. 33
[vi] Bean, Vol III, p. 34
[vii] Bean, Vol III, p. 39
[viii] Bean, Vol III, pp. 40, 41
[ix] Bean, Vol III, p. 54
[x] Bean, Vol III, p. 37
[xi] Bean, Vol III, p. 37
[xii] Bean, Vol III, p. 37
[xiii] C.E.W. Bean, The Official History of Australia in the War of 1914-1918, Vol V, The AIF in France, December 1917-May 1918, University of Queensland Press reprint, St Lucia, 1983, p. 681
[xiv] Bean, Vol III, p. 37
[xv] Bean, Vol III, p. 63
[xvi] Bean, Vol III, p. 64
[xvii] Bean, Vol III, p. 64
[xviii] Bean, Vol III, p. 64
[xix] Bean, Vol III, p. 55
[xx] Roger Lee, The Battle of Fromelles, 1916, Big Sky Publishing, Sydney, 2010, p. 169
[xxi] The Australian government purchased the Pozières windmill site, and a memorial was built there to the 23,000 AIF casualties suffered around Pozières and Mouquet Farm between late July and early September 1916, and the other Australian casualties on the Somme later that year.
[xxii] For more on Pearce’s aptitude and approach to the Defence portfolio, see John Connor, ANZAC and Empire: George Foster Pearce and the Foundations of Australian Defence, Cambridge University Press, Port Melbourne, 2011
[xxiii] Bean, Vol III, p. 32
[xxiv] This group, which also included Generals Monash, Chauvel, Hobbs, McCay and Legge, produced the Report on the Military Defence of Australia by a Conference of Senior Officers of the Australian Military Forces, 1920, AWM1, item 20/7
[xxv] Albert Palazzo, The Australian Army: A History of its Organisation 1901-2001, Oxford University press, South Melbourne, 2001, pp. 88-92
[xxvi] Christopher Pugsley, The Anzac Experience: New Zealand, Australia and Empire in the First World War, Reed Publishing, Auckland, 2004, p. 68
[xxvii] Glyn Harper, Dark Journey: Three key New Zealand battles of the Western Front, HarperCollinsPublishers, Auckland, 2007, p. 333
[xxviii] Pugsley, The Anzac Experience, p. 66
[xxix] Pugsley, The Anzac Experience, p. 67
[xxx] Pugsley, The Anzac Experience, p. 69
[xxxi] Harper, Dark Journey, p. 151, Pugsley, The Anzac Experience, p. 298
[xxxii] C.E.W. Bean, The Official History of Australia in the War of 1914-1918, Vol VI, The AIF in France, May 1918-Armistice, University of Queensland Press reprint, St Lucia, 1983, p. 484
[xxxiii] Pugsley, The Anzac Experience, p. 56
[xxxiv] Pugsley, The Anzac Experience, p. 68
[xxxv] Pugsley, The Anzac Experience, p. 64
[xxxvi] Pugsley, The Anzac Experience, p. 68
[xxxvii] Harper, Dark Journey, p. 51
[xxxviii] Entrenching battalions were advanced sections of the divisional base, organised as battalions to undertake works near the line, and as immediate reinforcements. (Bean, Vol III, p. 177)
[xxxix] Pugsley, The Anzac Experience, p. 69
[xl] Bean, Vol VI, p. 1098
[xli] J.L. Granatstein, Canada’s Army: Waging War and keeping the Peace, University of Toronto Press, Toronto, 2002, pp. 55, 56
[xlii] Granatstein, Canada’s Army, p. 128
[xliii] Granatstein, Canada’s Army, p. 129
[xliv] Granatstein, Canada’s Army, p. 130
[xlv] Shane B. Schrieber, Shock Army of the British Empire: The Canadian Corps in the Last 100 Days of the Great War, Praeger Series in War Studies, Westport, 1997, pp. 20, 21
[xlvi] Schrieber, Shock Army of the British Empire, p. 24
[xlvii] Schrieber, Shock Army of the British Empire, p. 22 and Appendix
[xlviii] Schrieber, Shock Army of the British Empire, pp. 22, 23
[xlix] Granatstein, Canada’s Army, p. 108
[l] Granatstein, Canada’s Army, p. 109
[li] Alan H. Smith, Do Unto Others: Counter Bombardment in Australia’s Military Campaigns, Big Sky Publishing, Newport, 2011, p. 155
[lii] Granatstein, Canada’s Army, p. 75
[liii] Granatstein, Canada’s Army, pp. 126, 127
[liv] Granatstein, Canada’s Army, p. 128
[lv] Bean, Vol VI, p. 1098
[lvi] Granatstein, Canada’s Army, p. 140
[lvii] Bean, Vol VI, p. 1098
[lviii] Bean, Vol VI, p. 1098
[lix] This problem was not confined to Australia, New Zealand and Canada. Britain raised 76 infantry divisions during the war, of which 65 served on active fighting fronts; the others remained in Britain, and some of them were probably never complete. In 1918 several of the deployed divisions were effectively withdrawn from active service for lack of reinforcements. Other divisions in the Middle East received a high proportion of Indian infantry battalions, to replace British battalions that could no longer be maintained. (Martin Middlebrook, Your Country Needs You: Expansion of the British Army Infantry Divisions 1914-1918, Leo Cooper, Barnsley, 2000)
[lx] Joan Beaumont (ed.), Australian Defence: Sources and Statistics, Oxford University Press, South Melbourne, 2001, p. 109
[lxi] Bean, Vol III, p. 33
[lxii] Bean, Vol III, p. 54
[lxiii] Dale Blair, Dinkum Diggers: An Australian Battalion at War, Melbourne University Press, Carlton, 2001, p. 56
[lxiv] Bean, Vol V, p. 5, f/n 5
[lxv] Bean, Vol V, pp. 15-17, 544
[lxvi] Bean, Vol V, p. 657
[lxvii] Peter Pedersen, The Anzacs: Gallipoli to the Western Front, Penguin, Camberwell, 2007, p. 446
[lxviii] Beaumont (ed.), Australian Defence: Sources and Statistics, p. 109
[lxix] Bean, Vol V, pp. 20, 21
[lxx] Bean, Vol V, p. 658. For the effect of this disbandment on the men of one of the affected battalions, see Craig Deayton, Battle Scarred: the 47th Battalion in the First World War, Big Sky Publishing, Newport, 2011, pp. 261-271.
[lxxi] Bean, Vol VI, pp. 937-940
[lxxii] Pugsley, The Anzac Experience, pp. 256, 257
[lxxiii] Ashley Ekins, The Australians at Passchendaele, in Peter Liddle (ed.), Passchendaele in Perspective, The Third Battle of Ypres, Leo Cooper, London, 1997, quoted in Pugsley, The Anzac Experience, p. 68
[lxxiv] Bean, Vol VI, p. 875
[lxxv] Bean, Vol VI, pp. 933, 934
[lxxvi] Smith, Do Unto Others, p. 6
[lxxvii] Smith, Do Unto Others, p. 23
[lxxviii] Smith, Do Unto Others, p. 23
[lxxix] Bean, Vol III, p. 33
[lxxx] Bean, Vol III, Ch VI
[lxxxi] Granatstein, Canada’s Army, p. 88
[lxxxii] Bean, Vol III, pp. 866, 867
[lxxxiii] Bean, Vol III, p. 866
[lxxxiv] After the 3rd Division had been committed to battle, any attempt to break it up to reinforce the remainder would have been fraught with the same problems that were encountered in 1918 when battalions were disbanded, as would any attempt to break up the 5th Division after it was crippled at Fromelles. There would also have been difficulties in breaking up units from the smaller states, like the 40th Battalion from Tasmania and the 43rd from South Australia. The 40th Battalion was the only all-Tasmanian battalion, even though that state contributed elements to the 12th, 15th, 26th, 47th, and 52nd Battalions. Losing its only ‘full’ battalion could have affected recruiting in the island state.
[lxxxv] Bean, Vol V, p. 4
[lxxxvi] Bean, Vol V, p. 19
[lxxxvii] Bean, Vol III, p. 62
[lxxxviii] Bean, Vol III, p. 62
[lxxxix] At this time there were five British divisions (the 10th, 22nd and 26th New Army, and 27th and 28th Regular, sisters to ‘the incomparable 29th’, serving at Salonika. The 10th had served at Suvla Bay, the others on the Western Front before being moved to Salonika. These were all arguably better prepared to move to France in April/May 1916 than the 4th and 5th Divisions or the Territorial divisions. Two of the Territorial divisions in Egypt could have been sent to the relatively quiet Salonika front, releasing the 27th and 28th for France. There were also several Second-Line Territorial Divisions still in Britain, which had been formed by mid-1915. The experience of the 61st Division at Fromelles demonstrates, however, that they were no more ready for active service than the 4th and 5th Divisions. (Middlebrook, Your Country Needs You)
[xc] Bean, Vol V, pp. 32, 33
[xci] Bean, Vol V, pp. 32, 33
[xcii] Bean, Vol V, p. 32
[xciii] In late 1917, Russell had hoped that the New Zealand Division might move to Italy with Plumer, but this did not happen (Pugsley, The Anzac Experience, p. 281)
[xciv] Bean Vol V, p. 658
[xcv] Middlebrook, Your Country Needs You, p. 112
[xcvi] Ray Westlake, The Territorial Battalions, A Pictorial History 1859-1985, Spellmount Ltd, Tunbridge Wells, 1986, pp. 120, 121
[xcvii] Bean Vol VI, p. 939
[xcviii] Bean, Vol V, pp. 681, 682
[xcix] I am grateful for advice received from Roger Lee, Dr Andrew Richardson and Jerry Bishop while drafting this article.

No comments:

Post a Comment